In the last three weeks or so, Carolyn and I spent much of our time writing a grant application. It turned out to be for about 2.5 million in federal funds. We have submitted ten documents, the two biggest ones are 50 and 80 pages; the rest are much smaller. Carolyn did the majority of narrative writing, Harvey was essential in getting partner BOCES and a good external evaluator on board, I did most of the budgeting, and putting documents together. The little crew of GA's from the Dean's office found, analyzed, and presented data needed to qualify for the grant. After working on it, on and off, for three months or so, we turned it in on-line 40 minutes before the deadline.
My report: some of it quite interesting and creative. Designing the program was fun, writing some pieces, and even finding a creative solution for a very challenging budget (it has a 100% match). But much of it is pure drudgery – addressing some arcane regulations, going back and forth to various people, who do not respond, learning all the rules, and then redoing what have been done already, etc. One lesson for me – it would have been clearly impossible to do this for any one person alone. The second is the uncertainty: we have no idea whether it is going to be funded or not. Hence my advice to junior faculty: don't take a lead on a large federal grant until you're promoted. The expenditure of time and effort is so great, and the risk is so significant – it is not worth it, really. Wait for someone inviting you to be a junior partner, or go for smaller local grants. If you don't get the big one, there is nothing to show on your CV. Carolyn, Harvey and I can do it in our points of our careers, because we have tenure, and don't have to publish or perish. However, senior faculty should probably try it at least once or twice. The grants do not ring a lot of money to universities, despite a popular belief, but they certainly can help to have one's own project and obtain a certain amount of autonomy. The grant writing counts as scholarship for a good reason – it does require similar expertise, and similar efforts.
It was amusing to see how disorganized the Federal Government really is. The Department of Education has released the RFP very late – I believe 40 days before the deadline. It has changed the RFP several times since the issuing. The day before the deadline they said there will be another deadline, in case you were unable to beat this one. I called to verify a relatively important financial question, and was told by the program officer, "Not sure about that, we did not make a decision yet." The University's various departments were supportive and cooperative, although chronically understaffed and overworked, and hence not always fast or efficient.
It is a very different kind of writing though: much of it is showing endless compliance with the incredibly prescriptive rules. The application package alone is 95 pages of single-spaced stuff, with endless lists of requirements. The application checklist alone is 9 pages long. It includes requirements like this one, randomly picked:
(1) (F) Developing and implementing effective mechanisms to ensure that the eligible partnership is able to recruit qualified individuals to become school leaders through the activities of the eligible partnership, which may include an emphasis on recruiting into school leadership professions—
- individuals from underrepresented populations;
- individuals to serve as superintendents, principals, or other school administrators in rural and geographically isolated communities and school leader shortage areas;
- mid-career professionals from other occupations, former military personnel, and recent college graduates with a record of academic distinction.
The intent is, of course, to attach a lot of little strings to the federal money, just to make sure people do a good job with it. But of course, the prescriptive approach also limits people's imagination. All of these programs funded by this particular grant will look like twins, because they all followed the same recipe. However, no one is sure if the prescription is sound. It is just something that seemed like a good idea at the time people wrote the RFP, and something that would not raise too many political objections. It is very difficult to apply effort complying with rules and requirements, if you are not convinced they make sense. That's the lesson for us all. The rules we apply to our own students should be few, rational, and enforceable. And they need to make sense not only to us, but to those who have to comply.
It is a very nice and good post. Keep up the good work
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